When our rambunctious 10-year-old broke his finger, we were horrified to learn he would need a two-hour surgery if he wanted a functional hand again. We knew enough to insist that a specialized hand surgeon perform the delicate procedure for the best results.
Similarly, at some point you will probably require expert legal advice given the complex and highly regulated financial industry we inhabit. Whether it is reviewing your contract prior to transitioning, fighting an injustice by your firm and/or regulatory infringement or assistance drafting a succession agreement, know that all securities attorneys are not the same.
Hire a specialist.
– Michele Mandeville, Founder/President, PRISM Wealth Management Recruiting