When regulatory deadlines move, it can help firms under stress. It also tends to make people brake and say, “I don’t have to worry about that now.”
As firms adjust to the “new normal,” which for many means staff and clients working remotely, it is important to not lose sight of all the moving parts. Compliance is one, and now is a good time to look at your program and test it against how your firm is functioning in this new environment. There are several things firms should be reviewing, and there are resources you can turn to for help.